Murphy Timothy H's Form 4 filing
Mastercard Inc (MA) · filed May 4, 2023
- Accession no.
- 0001141391-23-000078
- Filed
- May 4, 2023
- Trade date
- May 2, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $10.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Murphy Timothy HCIK 0001602576 | Officer (Chief Administrative Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2023 | Class A Common Stock | MOption exerciseAcquired | +26,400 | $227.25 | +$5,999,400 | 66,680.06 | Direct | |
| May 2, 2023 | Class A Common Stock | SSaleDisposed | −4,300 | $371.74F2 | −$1,598,482 | 62,380.06 | Direct | |
| May 2, 2023 | Class A Common Stock | SSaleDisposed | −5,096 | $372.54F3 | −$1,898,463.84 | 57,284.06 | Direct | |
| May 2, 2023 | Class A Common Stock | SSaleDisposed | −2,089 | $373.57F4 | −$780,387.73 | 55,195.06 | Direct | |
| May 2, 2023 | Class A Common Stock | SSaleDisposed | −3,059 | $374.72F5 | −$1,146,268.48 | 52,136.06 | Direct | |
| May 2, 2023 | Class A Common Stock | SSaleDisposed | −6,309 | $375.77F6 | −$2,370,732.93 | 45,827.06 | Direct | |
| May 2, 2023 | Class A Common Stock | SSaleDisposed | −5,347 | $376.49F7 | −$2,013,092.03 | 40,480.06 | Direct | |
| May 2, 2023 | Class A Common Stock | SSaleDisposed | −1,217 | $377.92F8 | −$459,928.64 | 39,263.06 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2023 | Class A Common Stock | MOption exerciseDisposed | −26,400 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $371.13 to $372.12. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $372.14 to $373.11. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $373.16 to $374.10. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $374.17 to $375.14. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $375.20 to $376.19. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.21 to $377.06. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $377.77 to $378.69. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.