Ling Hai's Form 4 filing
Mastercard Inc (MA) · filed Feb 28, 2023
- Accession no.
- 0001141391-23-000024
- Filed
- Feb 28, 2023
- Trade date
- Feb 27, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.93M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ling HaiCIK 0001923565 | Officer (Co-President, Intl Markets) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2023 | Class A Common Stock | MOption exerciseAcquired | +8,220 | $51.83 | +$426,042.6 | 34,716.25 | Direct | |
| Feb 27, 2023 | Class A Common Stock | SSaleDisposed | −3,020 | $355.58F2 | −$1,073,851.6 | 31,696.25 | Direct | |
| Feb 27, 2023 | Class A Common Stock | SSaleDisposed | −3,100 | $356.33F3 | −$1,104,623 | 28,596.25 | Direct | |
| Feb 27, 2023 | Class A Common Stock | SSaleDisposed | −2,000 | $357.29F4 | −$714,580 | 26,596.25 | Direct | |
| Feb 27, 2023 | Class A Common Stock | SSaleDisposed | −100 | $357.99 | −$35,799 | 26,496.25 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2023 | Class A Common Stock | MOption exerciseDisposed | −8,220 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $354.93 to $355.90. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $355.93 to $356.88. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $356.93 to $357.69. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.