McLaughlin Edward Grunde's Form 4 filing
Mastercard Inc (MA) · filed Jan 30, 2023
- Accession no.
- 0001141391-23-000012
- Filed
- Jan 30, 2023
- Trade date
- Jan 27, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.52M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McLaughlin Edward GrundeCIK 0001704831 | Officer (President & CTO, MA Tech) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 27, 2023 | Class A Common Stock | MOption exerciseAcquired | +20,000 | $90.10 | +$1,802,000 | 41,579.4 | Direct | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −2,856 | $373.81F2 | −$1,067,601.36 | 38,723.4 | Direct | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −4,939 | $375.00F3 | −$1,852,125 | 33,784.4 | Direct | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −6,102 | $375.96F4 | −$2,294,107.92 | 27,682.4 | Direct | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −2,914 | $376.91F5 | −$1,098,315.74 | 24,768.4 | Direct | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −1,619 | $377.94F6 | −$611,884.86 | 23,149.4 | Direct | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −800 | $378.92F7 | −$303,136 | 22,349.4 | Direct | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −770 | $380.10F8 | −$292,677 | 21,579.4 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 27, 2023 | Class A Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $373.41 to $374.37. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $374.46 to $375.45. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $375.47 to $376.46. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.47 to $377.32. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $377.50 to $378.42. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $378.50 to $379.40. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $379.58 to $380.50. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.