Miebach Michael's Form 4 filing
Mastercard Inc (MA) · filed Jan 30, 2023
- Accession no.
- 0001141391-23-000011
- Filed
- Jan 30, 2023
- Trade date
- Jan 27, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.42M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Miebach MichaelCIK 0001771933 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 27, 2023 | Class A Common Stock | MOption exerciseAcquired | +17,052 | $112.31 | +$1,915,110.12 | 52,595.95 | Direct | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −2,021 | $373.91F2 | −$755,672.11 | 50,574.95 | Direct | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −2,905 | $375.05F3 | −$1,089,520.25 | 47,669.95 | Direct | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −4,368 | $375.99F4 | −$1,642,324.32 | 43,301.95 | Direct | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −3,699 | $376.93F5 | −$1,394,264.07 | 39,602.95 | Direct | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −2,059 | $378.06F6 | −$778,425.54 | 37,543.95 | Direct | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −1,500 | $379.03F7 | −$568,545 | 36,043.95 | Direct | |
| Jan 27, 2023 | Class A Common Stock | SSaleDisposed | −500 | $380.22F8 | −$190,110 | 35,543.95 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 27, 2023 | Class A Common Stock | MOption exerciseDisposed | −17,052 | $0.00 | $0 | 23,552 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $373.40 to $374.32. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $374.49 to $375.44. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $375.50 to $376.49. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.54 to $377.32. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $377.56 to $378.49. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $378.67 to $379.58. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $379.83 to $380.50. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.