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Seshadri Raj's Form 4 filing

Mastercard Inc (MA) · filed May 3, 2022

Accession no.
0001141391-22-000105
Filed
May 3, 2022
Trade date
Apr 29, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.57M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Seshadri RajCIK 0001772738Officer (President, Data & Services)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 29, 2022Class A Common StockMOption exerciseAcquired+7,000$112.31+$786,17017,439.33Direct
Apr 29, 2022Class A Common StockSSaleDisposed−400$362.11F2−$144,84417,039.33Direct
Apr 29, 2022Class A Common StockSSaleDisposed−333$363.18F3−$120,938.9416,706.33Direct
Apr 29, 2022Class A Common StockSSaleDisposed−900$365.53F4−$328,97715,806.33Direct
Apr 29, 2022Class A Common StockSSaleDisposed−1,708$366.38F5−$625,777.0414,098.33Direct
Apr 29, 2022Class A Common StockSSaleDisposed−400$367.37F6−$146,94813,698.33Direct
Apr 29, 2022Class A Common StockSSaleDisposed−1,559$368.54F7−$574,553.8612,139.33Direct
Apr 29, 2022Class A Common StockSSaleDisposed−700$369.60F8−$258,72011,439.33Direct
Apr 29, 2022Class A Common StockSSaleDisposed−400$370.83F9−$148,33211,039.33Direct
Apr 29, 2022Class A Common StockSSaleDisposed−400$373.67F10−$149,46810,639.33Direct
Apr 29, 2022Class A Common StockSSaleDisposed−200$376.14F11−$75,22810,439.33Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 29, 2022Class A Common StockMOption exerciseDisposed−7,000$0.00$03,664Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $361.8500 to $362.4300. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $362.9500 to $363.5300. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $364.9800 to $365.8300. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F5

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $366.0200 to $366.8400. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F6

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $367.0400 to $367.9500. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F7

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $368.0600 to $369.0200. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F8

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $369.2000 to $370.0200. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F9

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $370.5800 to $370.9700. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F10

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $373.5000 to $373.8000. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F11

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.1400 to $376.1400. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)