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Murphy Timothy H's Form 4 filing

Mastercard Inc (MA) · filed May 3, 2022

Accession no.
0001141391-22-000104
Filed
May 3, 2022
Trade date
Apr 29, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.49M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Murphy Timothy HCIK 0001602576Officer (Chief Administrative Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 29, 2022Class A Common StockMOption exerciseAcquired+14,669$173.49+$2,544,924.8150,145.06Direct
Apr 29, 2022Class A Common StockSSaleDisposed−3,479$365.50F2−$1,271,574.546,666.06Direct
Apr 29, 2022Class A Common StockSSaleDisposed−2,950$366.16F3−$1,080,17243,716.06Direct
Apr 29, 2022Class A Common StockSSaleDisposed−1,600$367.13F4−$587,40842,116.06Direct
Apr 29, 2022Class A Common StockSSaleDisposed−2,440$368.39F5−$898,871.639,676.06Direct
Apr 29, 2022Class A Common StockSSaleDisposed−1,800$369.22F6−$664,59637,876.06Direct
Apr 29, 2022Class A Common StockSSaleDisposed−700$370.39F7−$259,27337,176.06Direct
Apr 29, 2022Class A Common StockSSaleDisposed−400$371.18F8−$148,47236,776.06Direct
Apr 29, 2022Class A Common StockSSaleDisposed−555$372.38F9−$206,670.936,221.06Direct
Apr 29, 2022Class A Common StockSSaleDisposed−542$373.39F10−$202,377.3835,679.06Direct
Apr 29, 2022Class A Common StockSSaleDisposed−258$374.46F11−$96,610.6835,421.06Direct
Apr 29, 2022Class A Common StockSSaleDisposed−200$376.47F12−$75,29435,221.06Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 29, 2022Class A Common StockMOption exerciseDisposed−14,669$0.00$014,671Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $364.7400 to $365.7000. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $365.7400 to $366.7300. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $366.8100 to $367.7100. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F5

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $367.8200 to $368.7400. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F6

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $368.8300 to $369.7300. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F7

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $369.8500 to $370.8300. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F8

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $370.8600 to $371.8300. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F9

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $372.0500 to $372.8200. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F10

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $373.1200 to $373.8500. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F11

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $374.1200 to $374.8400. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F12

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.1400 to $376.7900. The reporting person hereby undertakes to provide to the SEC staff,the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)