McLaughlin Edward Grunde's Form 4 filing
Mastercard Inc (MA) · filed Jan 31, 2022
- Accession no.
- 0001141391-22-000012
- Filed
- Jan 31, 2022
- Trade date
- Jan 28, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.52M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McLaughlin Edward GrundeCIK 0001704831 | Officer (President, Operations & Tech) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2022 | Class A Common Stock | MOption exerciseAcquired | +6,912 | $90.10 | +$622,771.2 | 35,013.4 | Direct | |
| Jan 28, 2022 | Class A Common Stock | SSaleDisposed | −14,302 | $360.18F2 | −$5,151,294.36 | 20,711.4 | Direct | |
| Jan 28, 2022 | Class A Common Stock | SSaleDisposed | −1,008 | $361.33F3 | −$364,220.64 | 19,703.4 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2022 | Class A Common Stock | MOption exerciseDisposed | −6,912 | $0.00 | $0 | 20,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $360.00 to $360.9650. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $361.00 to $361.5300. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.