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Sachin J. Mehra's Form 4 filing

Mastercard Inc (MA) · filed Aug 2, 2021

Accession no.
0001141391-21-000160
Filed
Aug 2, 2021
Trade date
Jul 30, 2021
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.02M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sachin J. MehraCIK 0001427531Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 30, 2021Class A Common StockMOption exerciseAcquired+7,838$90.13+$706,438.9420,320.15Direct
Jul 30, 2021Class A Common StockSSaleDisposed−1,200$383.94F2−$460,72819,120.15Direct
Jul 30, 2021Class A Common StockSSaleDisposed−2,200$384.98F3−$846,95616,920.15Direct
Jul 30, 2021Class A Common StockSSaleDisposed−3,538$385.80F4−$1,364,960.413,382.15Direct
Jul 30, 2021Class A Common StockSSaleDisposed−700$386.77F5−$270,73912,682.15Direct
Jul 30, 2021Class A Common StockSSaleDisposed−200$387.67F6−$77,53412,482.15Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 30, 2021Class A Common StockMOption exerciseDisposed−7,838$0.00$03,730Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $383.38 to $384.34. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $384.40 to $385.39. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $385.40 to $386.30. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F5

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $386.42 to $387.19. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F6

The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $387.65 to $387.69. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)