Banga Ajay's Form 4 filing
Mastercard Inc (MA) · filed Jul 15, 2021
- Accession no.
- 0001141391-21-000147
- Filed
- Jul 15, 2021
- Trade date
- Jul 14, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $23.4M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Banga AjayCIK 0001338914 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2021 | Class A Common Stock | MOption exerciseAcquired | +60,000 | $77.72 | +$4,663,200 | 317,776 | Direct | |
| Jul 14, 2021 | Class A Common Stock | SSaleDisposed | −59,900 | $390.34F2 | −$23,381,366 | 257,876 | Direct | |
| Jul 14, 2021 | Class A Common Stock | SSaleDisposed | −100 | $391.07 | −$39,107 | 257,776 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2021 | Class A Common Stock | MOption exerciseDisposed | −60,000 | $0.00 | $0 | 107,412 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $390.00 to $390.91. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.