Craig Kevin James's Form 4 filing
AtaiBeckley Inc.ATAI · filed Mar 24, 2026
- Accession no.
- 0001140361-26-010932
- Filed
- Mar 24, 2026
- Trade date
- Mar 20, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $355.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Craig Kevin JamesCIK 0002049601 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2026 | Common Stock | MOption exerciseAcquired | +76,224 | $1.18 | +$89,944.32 | 84,661 | Direct | |
| Mar 20, 2026 | Common Stock | MOption exerciseAcquired | +23,776 | $1.50 | +$35,664 | 108,437 | Direct | |
| Mar 20, 2026 | Common Stock | SSaleDisposed | −100,000 | $3.55F2 | −$355,000 | 8,437 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2026 | Common Stock | MOption exerciseDisposed | −76,224 | $0.00 | $0 | 38,136 | Direct | |
| Mar 20, 2026 | Common Stock | MOption exerciseDisposed | −23,776 | $0.00 | $0 | 734,139 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The stock option vested as to 25% of the underlying shares on March 14, 2024, with the remaining underlying shares vesting in 36 substantially equal monthly installments thereafter.
Referenced by the price of 1 transaction in Table I.