Neuberger Berman Group LLC's Form 4 filing
Neuberger Asset-Based Credit Fund · filed Feb 2, 2026
- Accession no.
- 0001140361-26-003167
- Filed
- Feb 2, 2026
- Trade date
- Jan 29, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $3.00M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Neuberger Berman Group LLCCIK 0001465109 | 10% Owner, Other: Parent of Inv. Adv. & Sub-Adv. |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2026 | Common Class of Beneficial Interest, Ins., Shares | PPurchaseAcquired | +299,700.3 | $10.01 | +$3,000,000 | 7,586,127.19 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.