Neuberger Berman Group LLC's Form 4 filing
Neuberger Asset-Based Credit Fund · filed Sep 10, 2025
- Accession no.
- 0001140361-25-034516
- Filed
- Sep 10, 2025
- Trade date
- Aug 28-Sep 8, 2025
- Filing delay
- 13 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $41.3M. It was filed 13 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Neuberger Berman Group LLCCIK 0001465109 | 10% Owner, Other: Parent of Inv. Adv. & Sub-Adv. |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2025 | Common Class of Beneficial Interest, Ins., Shares | PPurchaseAcquired | +895,522.39 | $10.05 | +$9,000,000.02 | 4,914,874.31 | Direct | |
| Sep 2, 2025 | Common Class of Beneficial Interest, Ins., Shares | PPurchaseAcquired | +209,371.88 | $10.03 | +$2,099,999.96 | 4,019,351.93 | Direct | |
| Aug 28, 2025 | Common Class of Beneficial Interest, Ins., Shares | PPurchaseAcquired | +3,009,980.05 | $10.02 | +$30,160,000.1 | 3,809,980.04 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.