Warburg Pincus LLC's Form 4 filing
Banc of California, Inc. (BANC) · filed Sep 9, 2025
- Accession no.
- 0001140361-25-034468
- Filed
- Sep 9, 2025, 7:40 PM ET
- Trade date
- Sep 5-8, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $92.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Warburg Pincus LLCCIK 0001162870 | Director, 10% Owner |
| Warburg Pincus (Callisto) Global Growth 14 (Cayman), L.P.CIK 0002003368 | Director |
| Warburg Pincus Financial Sector II (Cayman), L.P.CIK 0002003515 | Director |
| WP Clipper GG 14 L.P.CIK 0002003516 | Director |
| WP Global Growth 14 Partners (Cayman), L.P.CIK 0002003517 | Director |
| Warburg Pincus (Europa) Global Growth 14 (Cayman), L.P.CIK 0002003520 | Director |
| Warburg Pincus Global Growth 14-B (Cayman), L.P.CIK 0002003529 | Director |
| Warburg Pincus Global Growth 14 Partners (Cayman), L.P.CIK 0002003530 | Director |
| Warburg Pincus Global Growth 14-E (Cayman), L.P.CIK 0002003531 | Director |
| WP Clipper FS II L.P.CIK 0002003642 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2025 | Non-Voting Common Equivalent Stock, par value $0.01/share | SSaleDisposed | −4,500,000 | $16.38 | −$73,710,000 | 4,297,470 | Indirect | |
| Sep 8, 2025 | Non-Voting Common Equivalent Stock, par value $0.01/share | SSaleDisposed | −1,150,000 | $16.38 | −$18,837,000 | 3,147,470 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.