Scott John Stewart's Form 4 filing
Innventure, Inc. (INV) · filed Apr 24, 2025
- Accession no.
- 0001140361-25-015431
- Filed
- Apr 24, 2025
- Trade date
- Feb 4-Mar 24, 2025
- Filing delay
- 79 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. It was filed 79 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Scott John StewartCIK 0001452844 | Officer (Chief Strategy Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 4, 2025 | Common Stock | AGrant or awardAcquired | +92,910 | –F1 | – | 1,960,771 | Direct | |
| Feb 4, 2025 | Common Stock | AGrant or awardAcquired | +2,131 | –F2 | – | 58,333 | Indirect | |
| Feb 13, 2025 | Common Stock | JOtherDisposed | −58,333 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Feb 13, 2025 | Common Stock | JOtherAcquired | +4,280 | $0.00 | $0 | 1,965,051 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2025 | Common Stock | PPurchaseAcquired | +181,068 | –F6 | – | 226,334 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Received in connection with the achievement of a milestone pursuant to the Business Combination Agreement (as amended and supplemented or otherwise modified), dated as of October 24, 2023, by and among Innventure, Inc. (the "Issuer") (f/k/a Learn SPAC HoldCo, Inc.), Learn CW Investment Corporation, Innventure LLC, a wholly-owned subsidiary of the Issuer ("Innventure LLC"), LCW Merger Sub, Inc., and Innventure Merger Sub, LLC (the "Milestone Achievement").
Referenced by the price of 1 transaction in Table I.
- F2
Received in connection with the Milestone Achievement. These shares of common stock, par value $0.0001 per share ("Common Stock") are held directly by Innventure1 LLC ("Innventure1"). The Reporting Person is a member of the board of directors of Innventure1 and, as such, shares voting and investment power over the securities held by Innventure1. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934.
Referenced by the price of 1 transaction in Table I.
- F6
The shares of Series C Preferred Stock were issued for no additional payment in satisfaction of a loan made to Innventure LLC by the Reporting Person. The Reporting Person also received a cash payment of $194,507 from the Issuer in satisfaction of the loan.
Referenced by the price of 1 transaction in Table II.