Oaktree Capital Group Holdings GP, LLC's Form 4 filing
CBL & Associates Properties IncCBL · filed Dec 9, 2024
- Accession no.
- 0001140361-24-048813
- Filed
- Dec 9, 2024, 4:49 PM ET
- Trade date
- Dec 5, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $30.4M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oaktree Capital Group Holdings GP, LLCCIK 0001403525 | 10% Owner |
| Oaktree Capital Holdings, LLCCIK 0001790787 | 10% Owner |
| OCM Xb CBL-E Holdings, LLCCIK 0001892307 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2024 | Common Stock | SSaleDisposed | −1,000,000 | $30.40 | −$30,400,000 | 2,983,967 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.