KKR Associates NGT L.P.'s Form 4 filing
OneStream, Inc. (OS) · filed Nov 29, 2024
- Accession no.
- 0001140361-24-048056
- Filed
- Nov 29, 2024, 1:32 PM ET
- Trade date
- Nov 26-27, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 20 non-derivative transactions and 11 derivative transactions. Open-market sales total $28.7M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| KKR Associates NGT L.P.CIK 0001855206 | 10% Owner |
| KKR Next Gen Tech Growth LtdCIK 0001855241 | 10% Owner |
| KKR NGT (Dream) Blocker Parent L.P.CIK 0002031189 | 10% Owner |
| K-PRIME Hedge-Finance GP LtdCIK 0002031206 | 10% Owner |
| K-PRIME AG Financing LPCIK 0002031207 | 10% Owner |
| KKR NGT (Dream) Blocker Parent (EEA) L.P.CIK 0002031208 | 10% Owner |
| KKR Associates Group GP LLCCIK 0002031221 | 10% Owner |
| KKR Associates Group L.P.CIK 0002031222 | 10% Owner |
| K-PRIME Aggregator L.P.CIK 0002031224 | 10% Owner |
| K-Prime GP LLCCIK 0002031225 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 26, 2024 | Class A Common Stock | CConversionAcquired | +514,850 | – | – | 514,850 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionAcquired | +64,021 | – | – | 64,021 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionAcquired | +1,704 | – | – | 1,704 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionAcquired | +43,129 | – | – | 43,129 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionAcquired | +30,640 | – | – | 30,640 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionAcquired | +14,871 | – | – | 14,871 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionAcquired | +104,100 | – | – | 104,100 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionAcquired | +139,876 | – | – | 139,876 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionAcquired | +20,963 | – | – | 20,963 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionAcquired | +22,308 | – | – | 22,308 | Indirect | Duplicate filing |
| Nov 27, 2024 | Class A Common Stock | SSaleDisposed | −514,850 | $29.99 | −$15,441,638.63 | 0 | Indirect | Duplicate filing |
| Nov 27, 2024 | Class A Common Stock | SSaleDisposed | −64,021 | $29.99 | −$1,920,149.84 | 0 | Indirect | Duplicate filing |
| Nov 27, 2024 | Class A Common Stock | SSaleDisposed | −1,704 | $29.99 | −$51,107.22 | 0 | Indirect | Duplicate filing |
| Nov 27, 2024 | Class A Common Stock | SSaleDisposed | −43,129 | $29.99 | −$1,293,546.53 | 0 | Indirect | Duplicate filing |
| Nov 27, 2024 | Class A Common Stock | SSaleDisposed | −30,640 | $29.99 | −$918,970.2 | 0 | Indirect | Duplicate filing |
| Nov 27, 2024 | Class A Common Stock | SSaleDisposed | −14,871 | $29.99 | −$446,018.47 | 0 | Indirect | Duplicate filing |
| Nov 27, 2024 | Class A Common Stock | SSaleDisposed | −104,100 | $29.99 | −$3,122,219.25 | 0 | Indirect | Duplicate filing |
| Nov 27, 2024 | Class A Common Stock | SSaleDisposed | −139,876 | $29.99 | −$4,195,230.93 | 0 | Indirect | Duplicate filing |
| Nov 27, 2024 | Class A Common Stock | SSaleDisposed | −20,963 | $29.99 | −$628,732.78 | 0 | Indirect | Duplicate filing |
| Nov 27, 2024 | Class A Common Stock | SSaleDisposed | −22,308 | $29.99 | −$669,072.69 | 0 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 26, 2024 | Class A Common Stock | CConversionDisposed | −514,850 | $0.00 | $0 | 26,227,899 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionDisposed | −64,021 | $0.00 | $0 | 3,261,412 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionDisposed | −1,704 | $0.00 | $0 | 86,801 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionDisposed | −43,129 | $0.00 | $0 | 2,197,087 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionDisposed | −30,640 | $0.00 | $0 | 1,560,909 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionDisposed | −14,871 | $0.00 | $0 | 757,590 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionDisposed | −104,100 | $0.00 | $0 | 5,303,124 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionDisposed | −139,876 | $0.00 | $0 | 7,125,659 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionDisposed | −20,963 | $0.00 | $0 | 1,067,910 | Indirect | Duplicate filing |
| Nov 26, 2024 | Class A Common Stock | CConversionDisposed | −22,308 | $0.00 | $0 | 1,136,425 | Indirect | Duplicate filing |
| Nov 27, 2024 | Class D Common Stock | SSaleDisposed | −898,957 | $29.99 | −$26,961,967.82 | 45,795,416 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.