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Kravis Henry R's Form 4 filing

OneStream, Inc. (OS) · filed Nov 18, 2024

Accession no.
0001140361-24-047228
Filed
Nov 18, 2024, 9:22 PM ET
Trade date
Nov 14-18, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 20 non-derivative transactions and 11 derivative transactions. Open-market sales total $191.2M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kravis Henry RCIK 000108171410% Owner
Roberts George RCIK 000108171510% Owner
Kohlberg Kravis Roberts & Co. L.P.CIK 000139977010% Owner
KKR & Co. Inc.CIK 000140491210% Owner
KKR Management LLPCIK 000147269410% Owner
KKR Group Partnership L.P.CIK 000147269810% Owner
KKR Group Holdings Corp.CIK 000174375410% Owner
KKR & Co. GP LLCCIK 000180124910% Owner
KKR Holdco LLCCIK 000180160010% Owner
KKR Group Co. Inc.CIK 000193216210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 14, 2024Class A Common StockCConversionAcquired+3,432,334–F2–3,432,334IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionAcquired+426,807–F2–426,807IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionAcquired+11,359–F2–11,359IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionAcquired+287,524–F2–287,524IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionAcquired+204,269–F2–204,269IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionAcquired+99,143–F2–99,143IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionAcquired+693,998–F2–693,998IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionAcquired+932,505–F2–932,505IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionAcquired+139,753–F2–139,753IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionAcquired+148,719–F2–148,719IndirectDuplicate filing
Nov 18, 2024Class A Common StockSSaleDisposed−3,432,334$29.99F18−$102,944,277.50IndirectDuplicate filing
Nov 18, 2024Class A Common StockSSaleDisposed−426,807$29.99F18−$12,801,008.950IndirectDuplicate filing
Nov 18, 2024Class A Common StockSSaleDisposed−11,359$29.99F18−$340,684.810IndirectDuplicate filing
Nov 18, 2024Class A Common StockSSaleDisposed−287,524$29.99F18−$8,623,563.570IndirectDuplicate filing
Nov 18, 2024Class A Common StockSSaleDisposed−204,269$29.99F18−$6,126,537.980IndirectDuplicate filing
Nov 18, 2024Class A Common StockSSaleDisposed−99,143$29.99F18−$2,973,546.430IndirectDuplicate filing
Nov 18, 2024Class A Common StockSSaleDisposed−693,998$29.99F18−$20,814,735.020IndirectDuplicate filing
Nov 18, 2024Class A Common StockSSaleDisposed−932,505$29.99F18−$27,968,156.210IndirectDuplicate filing
Nov 18, 2024Class A Common StockSSaleDisposed−139,753$29.99F18−$4,191,541.850IndirectDuplicate filing
Nov 18, 2024Class A Common StockSSaleDisposed−148,719$29.99F18−$4,460,454.610IndirectDuplicate filing

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 14, 2024Class A Common StockCConversionDisposed−3,432,334$0.00$026,742,749IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionDisposed−426,807$0.00$03,325,433IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionDisposed−11,359$0.00$088,505IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionDisposed−287,524$0.00$02,240,216IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionDisposed−204,269$0.00$01,591,549IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionDisposed−99,143$0.00$0772,461IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionDisposed−693,998$0.00$05,407,224IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionDisposed−932,505$0.00$07,265,535IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionDisposed−139,753$0.00$01,088,873IndirectDuplicate filing
Nov 14, 2024Class A Common StockCConversionDisposed−148,719$0.00$01,158,733IndirectDuplicate filing
Nov 18, 2024Class D Common StockSSaleDisposed−5,993,052$29.99F19−$179,746,612.1146,694,373IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis. Each outstanding share of Class D Common Stock will automatically convert into one share of the Issuer's Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.

Referenced by the price of 10 transactions in Table I.

F18

This amount represents the $31.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.0075 per share.

Referenced by the price of 10 transactions in Table I.

F19

The Issuer used a portion of the net proceeds from the closing of its secondary offering of Class A Common Stock to purchase Common Units from certain of the Issuer's equityholders, including KKR Dream Holdings LLC, at a price of $29.9925 per Common Unit.

Referenced by the price of 1 transaction in Table II.

Remarks

Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4.

Read the full filing on SEC EDGAR (opens in a new tab)