Wallis James W.'s Form 4 filing
Prairie Operating Co. (PROP) · filed Sep 18, 2024
- Accession no.
- 0001140361-24-041384
- Filed
- Sep 18, 2024
- Trade date
- Sep 7, 2023-May 1, 2024
- Filing delay
- 377 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 7 derivative transactions. Open-market purchases total $623.5K. Open-market sales total $207.8K. It was filed 377 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wallis James W.CIK 0001992153 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2023 | Common Stock | PPurchaseAcquired | +204,422 | $3.05 | +$623,487.1 | 774,345 | Indirect | |
| Oct 10, 2023 | Common Stock | SSaleDisposed | −68,134 | $3.05 | −$207,808.7 | 706,211 | Indirect | |
| May 1, 2024 | Common Stock | XIn-the-money exerciseAcquired | +63,719 | $6.00 | +$382,314 | 769,930 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2023 | Common Stock | PPurchaseAcquired | +95,578 | $3.05 | +$1,457.56 | 477.89 | Indirect | |
| Sep 7, 2023 | Common Stock | PPurchaseAcquired | +95,578 | $3.05 | +$291,512.9 | 95,578 | Indirect | |
| Sep 7, 2023 | Common Stock | PPurchaseAcquired | +95,578 | $3.05 | +$291,512.9 | 95,578 | Indirect | |
| Oct 10, 2023 | Common Stock | SSaleDisposed | −31,860 | $3.05 | −$485.87 | 318.59 | Indirect | |
| Oct 10, 2023 | Common Stock | SSaleDisposed | −31,860 | $3.05 | −$97,173 | 63,719 | Indirect | |
| Oct 10, 2023 | Common Stock | SSaleDisposed | −31,860 | $3.05 | −$97,173 | 63,719 | Indirect | |
| May 1, 2024 | Common Stock | XIn-the-money exerciseDisposed | −63,719 | $0.00 | $0 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.