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Hafer Evan's Form 4 filing

BRC Inc. (BRCC) · filed Sep 17, 2024

Accession no.
0001140361-24-041247
Filed
Sep 17, 2024, 6:01 AM ET
Trade date
Sep 13, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.17M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hafer EvanCIK 0001908407Director, 10% Owner
EKNRH Holdings LLCCIK 000190900610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 13, 2024Class B Common StockJOtherDisposed−1,000,000$0.00$030,142,374Indirect
Sep 13, 2024Class A Common StockCConversionAcquired+1,000,000$0.00$01,000,000Indirect
Sep 13, 2024Class A Common StockSSaleDisposed−684,542$3.17−$2,169,998.14315,458Indirect
Sep 13, 2024Class A Common StockSSaleDisposed−157,729$3.17−$500,000.93157,729Indirect
Sep 13, 2024Class A Common StockSSaleDisposed−157,729$3.17−$500,000.930Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 13, 2024Class A Common StockCConversionDisposed−1,000,000$0.00$030,142,374Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Evan Hafer owns the Common Units and Class B Shares reported herein through EKNRH Holdings LLC, an entity managed by him.

Read the full filing on SEC EDGAR (opens in a new tab)