Skip to main content

Guiheen Lawrence P.'s Form 4 filing

Adma Biologics, Inc. (ADMA) · filed Sep 11, 2024

Accession no.
0001140361-24-040872
Filed
Sep 11, 2024
Trade date
Sep 9, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $166.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Guiheen Lawrence P.CIK 0001554353Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 9, 2024Common StockMOption exerciseAcquired+9,000$10.80+$97,200162,941Direct
Sep 9, 2024Common StockSSaleDisposed−9,000$18.47−$166,230153,941Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 9, 2024Common StockMOption exerciseDisposed−9,000$10.80−$97,2000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)