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ZUU Target Fund for SBC Medical Group HD Investment Partnership's Form 4 filing

SBC Medical Group Holdings Inc (SBC) · filed Aug 2, 2024

Accession no.
0001140361-24-035591
Filed
Aug 2, 2024, 9:00 PM ET
Trade date
Jul 31-Aug 1, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $32.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
ZUU Target Fund for SBC Medical Group HD Investment PartnershipCIK 000201076810% Owner
ZUU Co. Ltd.CIK 000201077610% Owner
ZUU Funders Co. Ltd.CIK 000201079510% Owner
Tomita KazumasaCIK 000201081610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 31, 2024Class A Common StockPPurchaseAcquired+12$12.50+$1501,492,587Indirect
Aug 1, 2024Class A Common StockPPurchaseAcquired+888$12.50+$11,1001,493,475Indirect
Aug 1, 2024Class A Common StockPPurchaseAcquired+1,599$13.00+$20,7871,495,074Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 1, 2024Class A Common StockPPurchaseAcquired+1,599––80,454Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)