ZUU Target Fund for SBC Medical Group HD Investment Partnership's Form 4 filing
SBC Medical Group Holdings Inc (SBC) · filed Jul 16, 2024
- Accession no.
- 0001140361-24-033341
- Filed
- Jul 16, 2024, 9:00 PM ET
- Trade date
- Jul 12-15, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market purchases total $59.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| ZUU Target Fund for SBC Medical Group HD Investment PartnershipCIK 0002010768 | 10% Owner |
| ZUU Co. Ltd.CIK 0002010776 | 10% Owner |
| ZUU Funders Co. Ltd.CIK 0002010795 | 10% Owner |
| Tomita KazumasaCIK 0002010816 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2024 | Class A Common Stock | PPurchaseAcquired | +3 | $13.00 | +$39 | 1,467,118 | Indirect | |
| Jul 12, 2024 | Class A Common Stock | PPurchaseAcquired | +200 | $13.00 | +$2,600 | 1,467,318 | Indirect | |
| Jul 15, 2024 | Class A Common Stock | PPurchaseAcquired | +1,863 | $13.00 | +$24,219 | 1,469,181 | Indirect | |
| Jul 15, 2024 | Class A Common Stock | PPurchaseAcquired | +2,479 | $13.00 | +$32,227 | 1,471,660 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Persons acquired a total of 2,679 units, with each unit consisting of one share of Class A Common Stock and one redeemable warrant, and each warrant entitling the holder thereof to purchase one share of Class A Common Stock for $11.50 per share.
Referenced by the price of 2 transactions in Table II.