Control Empresarial de Capitales S.A. de C.V.'s Form 4 filing
Prokidney Corp. (PROK) · filed May 16, 2024
- Accession no.
- 0001140361-24-026549
- Filed
- May 16, 2024
- Trade date
- Mar 13-25, 2024
- Filing delay
- 64 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market purchases total $251.7K. It was filed 64 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Control Empresarial de Capitales S.A. de C.V.CIK 0001273693 | 10% Owner, Other: Add'l Rep. Persons-see Ex.99-1 |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2024 | Class A Ordinary Shares (as defined in Exhibit 99.1 hereto) | PPurchaseAcquired | +50,000 | $1.50F1 | +$75,000 | 63,168,645 | Direct | |
| Mar 14, 2024 | Class A Ordinary Shares (as defined in Exhibit 99.1 hereto) | PPurchaseAcquired | +50,000 | $1.36F2 | +$68,000 | 63,218,645 | Direct | |
| Mar 20, 2024 | Class A Ordinary Shares (as defined in Exhibit 99.1 hereto) | PPurchaseAcquired | +33,000 | $1.40F3 | +$46,200 | 63,251,645 | Direct | |
| Mar 22, 2024 | Class A Ordinary Shares (as defined in Exhibit 99.1 hereto) | PPurchaseAcquired | +14,000 | $1.40F4 | +$19,600 | 63,265,645 | Direct | |
| Mar 25, 2024 | Class A Ordinary Shares (as defined in Exhibit 99.1 hereto) | PPurchaseAcquired | +30,000 | $1.43F5 | +$42,900 | 63,295,645 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Weighted average price. These shares were sold in multiple transactions at prices ranging from $1.4900 to $1.5018 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
Weighted average price. These shares were sold in multiple transactions at prices ranging from $1.3550 to $1.3600 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
Weighted average price. These shares were sold in multiple transactions at prices ranging from $1.3890 to $1.4000 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
Weighted average price. These shares were sold in multiple transactions at prices ranging from $1.3800 to $1.4000 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
Weighted average price. These shares were sold in multiple transactions at prices ranging from $1.4300 to $1.4399 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
Referenced by the price of 1 transaction in Table I.