ZUU Target Fund for SBC Medical Group HD Investment Partnership's Form 4 filing
SBC Medical Group Holdings Inc (SBC) · filed Mar 21, 2024
- Accession no.
- 0001140361-24-014673
- Filed
- Mar 21, 2024, 7:19 PM ET
- Trade date
- Mar 19-21, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market purchases total $435.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| ZUU Target Fund for SBC Medical Group HD Investment PartnershipCIK 0002010768 | 10% Owner |
| ZUU Co. Ltd.CIK 0002010776 | 10% Owner |
| ZUU Funders Co. Ltd.CIK 0002010795 | 10% Owner |
| Tomita KazumasaCIK 0002010816 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 19, 2024 | Class A Common Stock | PPurchaseAcquired | +31,106 | $12.50 | +$388,825 | 1,431,111 | Indirect | |
| Mar 19, 2024 | Class A Common Stock | PPurchaseAcquired | +429 | $12.50 | +$5,362.5 | 1,431,540 | Indirect | |
| Mar 20, 2024 | Class A Common Stock | PPurchaseAcquired | +1,552 | $12.50 | +$19,400 | 1,433,092 | Indirect | |
| Mar 21, 2024 | Class A Common Stock | PPurchaseAcquired | +1,734 | $12.50 | +$21,675 | 1,434,826 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 19, 2024 | Class A Common Stock | PPurchaseAcquired | +429 | – | – | 71,340 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.