ZUU Target Fund for SBC Medical Group HD Investment Partnership's Form 4 filing
SBC Medical Group Holdings Inc (SBC) · filed Mar 13, 2024
- Accession no.
- 0001140361-24-013106
- Filed
- Mar 13, 2024, 8:59 PM ET
- Trade date
- Mar 11-12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $22.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| ZUU Target Fund for SBC Medical Group HD Investment PartnershipCIK 0002010768 | 10% Owner |
| ZUU Co. Ltd.CIK 0002010776 | 10% Owner |
| ZUU Funders Co. Ltd.CIK 0002010795 | 10% Owner |
| Tomita KazumasaCIK 0002010816 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2024 | Class A Common Stock | PPurchaseAcquired | +1,809 | $12.00 | +$21,708 | 1,399,972 | Indirect | |
| Mar 11, 2024 | Class A Common Stock | PPurchaseAcquired | +22 | $12.00 | +$264 | 1,399,994 | Indirect | |
| Mar 12, 2024 | Class A Common Stock | PPurchaseAcquired | +11 | $12.00 | +$132 | 1,400,005 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2024 | Class A Common Stock | PPurchaseAcquired | +1,809 | –F1 | – | 70,911 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Persons acquired a total of 1,809 units, with each unit consisting of one share of Class A Common Stock and one redeemable warrant, and each warrant entitling the holder thereof to purchase one share of Class A Common Stock for $11.50 per share.
Referenced by the price of 1 transaction in Table II.