Kravis Henry R's Form 4 filing
AppLovin Corp (APP) · filed Mar 8, 2024
- Accession no.
- 0001140361-24-012358
- Filed
- Mar 8, 2024, 4:30 PM ET
- Trade date
- Mar 6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.08B. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kravis Henry RCIK 0001081714 | 10% Owner |
| Roberts George RCIK 0001081715 | 10% Owner |
| KKR & Co. Inc.CIK 0001404912 | 10% Owner |
| KKR Management LLPCIK 0001472694 | 10% Owner |
| KKR Group Partnership L.P.CIK 0001472698 | 10% Owner |
| KKR Group Holdings Corp.CIK 0001743754 | 10% Owner |
| KKR Group Co. Inc.CIK 0001932162 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2024 | Class A Common Stock | CConversionAcquired | +16,000,000 | –F1 | – | 20,449,890 | Indirect | Duplicate filing |
| Mar 6, 2024 | Class A Common Stock | SSaleDisposed | −19,866,397 | $54.46 | −$1,081,923,980.62 | 583,493 | Indirect | Duplicate filing |
| Mar 6, 2024 | Class A Common Stock | JOtherDisposed | −416,926 | $0.00 | $0 | 166,567 | Indirect | Duplicate filing |
| Mar 6, 2024 | Class A Common Stock | GGiftDisposed | −26,790 | $0.00 | $0 | 0 | Indirect | |
| Mar 6, 2024 | Class A Common Stock | GGiftDisposed | −46,812 | $0.00 | $0 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2024 | Class A Common Stock | CConversionDisposed | −16,000,000 | $0.00 | $0 | 22,905,489 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a conversion of shares of Class B common stock, par value $0.00003 per share ("Class B Common Stock"), of AppLovin Corporation (the "Issuer") into an equal number of shares of Class A common stock, $0.00003 par value per share ("Class A Common Stock"), of the Issuer.
Referenced by the price of 1 transaction in Table I.
Remarks
Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4.