ZUU Target Fund for SBC Medical Group HD Investment Partnership's Form 4 filing
SBC Medical Group Holdings Inc (SBC) · filed Feb 29, 2024
- Accession no.
- 0001140361-24-010504
- Filed
- Feb 29, 2024, 7:24 PM ET
- Trade date
- Feb 27-29, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market purchases total $102.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| ZUU Target Fund for SBC Medical Group HD Investment PartnershipCIK 0002010768 | 10% Owner |
| ZUU Co. Ltd.CIK 0002010776 | 10% Owner |
| ZUU Funders Co. Ltd.CIK 0002010795 | 10% Owner |
| Tomita KazumasaCIK 0002010816 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2024 | Class A Common Stock | PPurchaseAcquired | +2,014 | $12.50 | +$25,175 | 1,391,447 | Indirect | |
| Feb 28, 2024 | Class A Common Stock | PPurchaseAcquired | +643 | $12.40 | +$7,973.2 | 1,392,090 | Indirect | |
| Feb 28, 2024 | Class A Common Stock | PPurchaseAcquired | +214 | $12.50 | +$2,675 | 1,392,304 | Indirect | |
| Feb 29, 2024 | Class A Common Stock | PPurchaseAcquired | +5,556 | $12.00 | +$66,672 | 1,392,860 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2024 | Class A Common Stock | PPurchaseAcquired | +2,014 | – | – | 68,888 | Indirect | |
| Feb 28, 2024 | Class A Common Stock | PPurchaseAcquired | +214 | – | – | 69,102 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.