ZUU Target Fund for SBC Medical Group HD Investment Partnership's Form 4 filing
SBC Medical Group Holdings Inc (SBC) · filed Feb 13, 2024
- Accession no.
- 0001140361-24-007577
- Filed
- Feb 13, 2024, 7:28 PM ET
- Trade date
- Feb 9, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $549.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| ZUU Target Fund for SBC Medical Group HD Investment PartnershipCIK 0002010768 | 10% Owner |
| ZUU Co. Ltd.CIK 0002010776 | 10% Owner |
| ZUU Funders Co. Ltd.CIK 0002010795 | 10% Owner |
| Tomita KazumasaCIK 0002010816 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Class A Common Stock | PPurchaseAcquired | +43,988 | $11.80 | +$519,058.4 | 1,383,002 | Indirect | |
| Feb 9, 2024 | Class A Common Stock | PPurchaseAcquired | +2,605 | $11.48 | +$29,905.4 | 1,385,607 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Class A Common Stock | PPurchaseAcquired | +2,605 | – | – | 63,306 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.