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Yorktown Energy Partners IX, L.P.'s Form 4 filing

Riley Exploration Permian, Inc. (REPX) · filed Jan 11, 2024

Accession no.
0001140361-24-001974
Filed
Jan 11, 2024, 6:25 PM ET
Trade date
Jan 9-11, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $804.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yorktown Energy Partners IX, L.P.CIK 000150346610% Owner
Yorktown IX Associates LLCCIK 000152618710% Owner
Riley Exploration Group, LLCCIK 000153571810% Owner
Yorktown Energy Partners X, L.P.CIK 000157791910% Owner
Yorktown X Associates LLCCIK 000168716110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 9, 2024Common Stock, par value $0.001 per shareSSaleDisposed−15,487$24.27F1−$375,847.812,232,980Direct
Jan 10, 2024Common Stock, par value $0.001 per shareSSaleDisposed−100$24.00−$2,4002,232,880Direct
Jan 11, 2024Common Stock, par value $0.001 per shareSSaleDisposed−18,315$23.26F2−$426,027.052,214,565Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.53, inclusive. The reporting person undertakes to provide to Riley Exploration Permian, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares should at each separate price within the range set forth in footnotes (1) and (2).

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.12 to $23.40, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)