Rogers Christopher Byron's Form 4 filing
PENN Entertainment, Inc. (PENN) · filed Jan 5, 2024
- Accession no.
- 0001140361-24-001045
- Filed
- Jan 5, 2024
- Trade date
- Jan 3, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $126.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers Christopher ByronCIK 0001901955 | Officer (EVP and Chief Strategy Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2024 | Common Stock | MOption exerciseAcquired | +7,074 | $14.10 | +$99,743.4 | 35,231 | Direct | |
| Jan 3, 2024 | Common Stock | SSaleDisposed | −5,017 | $25.23 | −$126,578.91 | 30,214 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2024 | Common Stock | MOption exerciseDisposed | −7,074 | $0.00 | $0 | 0 | Direct | |
| Jan 3, 2024 | Common Stock | AGrant or awardAcquired | +94,944 | $0.00 | $0 | 94,944 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.