Brookfield Private Funds Holdings Inc.'s Form 4 filing
Graftech International Ltd (EAF) · filed Jan 4, 2024
- Accession no.
- 0001140361-24-000784
- Filed
- Jan 4, 2024, 8:27 PM ET
- Trade date
- Jan 2, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market sales total $8.63M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brookfield Private Funds Holdings Inc.CIK 0001504723 | Other: Former 10% Owner |
| BCP GP LtdCIK 0001685160 | Other: Former 10% Owner |
| Brookfield Business Partners LtdCIK 0001819045 | Other: Former 10% Owner |
| Brookfield Business L.P.CIK 0001819046 | Other: Former 10% Owner |
| BCP IV (US Plan) LPCIK 0001819076 | Other: Former 10% Owner |
| BCP IV (UK Plan) LPCIK 0001819087 | Other: Former 10% Owner |
| BCP IV (Cdn Plan) LPCIK 0001819093 | Other: Former 10% Owner |
| BCP IV Bermuda Investor LPCIK 0001819102 | Other: Former 10% Owner |
| Brookfield BBP Canadian GP L.P.CIK 0001819104 | Other: Former 10% Owner |
| Brookfield BBP (Canada) L.P.CIK 0001819406 | Other: Former 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2024 | Common Stock | SSaleDisposed | −1,037,120 | $2.20 | −$2,281,664 | 26,238,492 | Indirect | Duplicate filing |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −1,038,919 | $2.20 | −$2,285,621.8 | 25,199,573 | Indirect | Duplicate filing |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −1,846,591 | $2.20 | −$4,062,500.2 | 23,352,982 | Indirect | Duplicate filing |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −88 | $2.20 | −$193.6 | 23,352,894 | Indirect | Duplicate filing |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −68 | $2.20 | −$149.6 | 23,352,826 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This filing constitutes an exit filing for the Reporting Persons, as the Reporting Persons are no longer subject to Section 16 of the Exchange Act as a result of the Sales described above. This Form 4 is being filed in three parts due to the number of Reporting Persons. All three Filings relate to the Sales described above in Table I. Part 2 of 3.