BROOKFIELD Corp's Form 4 filing
Graftech International Ltd (EAF) · filed Jan 4, 2024
- Accession no.
- 0001140361-24-000782
- Filed
- Jan 4, 2024, 8:23 PM ET
- Trade date
- Jan 2, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market sales total $8.63M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BROOKFIELD CorpCIK 0001001085 | Other: Former 10% Owner |
| BCP IV GrafTech Holdings L.P.CIK 0001642338 | Other: Former 10% Owner |
| Brookfield Business Partners L.P.CIK 0001654795 | Other: Former 10% Owner |
| Brookfield Private Equity Inc.CIK 0001685113 | Other: Former 10% Owner |
| Brookfield Private Equity Group Holdings LPCIK 0001685157 | Other: Former 10% Owner |
| Brookfield Capital Partners Ltd.CIK 0001685158 | Other: Former 10% Owner |
| BCP GP LtdCIK 0001685160 | Other: Former 10% Owner |
| Brookfield Private Equity Holdings LLCCIK 0001703248 | Other: Former 10% Owner |
| BPE IV (Non-Cdn)CIK 0001738295 | Other: Former 10% Owner |
| Brookfield US Inc.CIK 0001768973 | Other: Former 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2024 | Common Stock | SSaleDisposed | −1,037,120 | $2.20 | −$2,281,664 | 26,238,492 | Indirect | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −1,038,919 | $2.20 | −$2,285,621.8 | 25,199,573 | Indirect | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −1,846,591 | $2.20 | −$4,062,500.2 | 23,352,982 | Indirect | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −88 | $2.20 | −$193.6 | 23,352,894 | Indirect | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −68 | $2.20 | −$149.6 | 23,352,826 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This filing constitutes an exit filing for the Reporting Persons, as the Reporting Persons are no longer subject to Section 16 of the Exchange Act as a result of the Sales described above. This Form 4 is being filed in three parts due to the number of Reporting Persons. All three Filings relate to the Sales described above in Table I. Part 1 of 3.