Brookfield Private Funds Holdings Inc.'s Form 4 filing
Graftech International Ltd (EAF) · filed Dec 29, 2023
- Accession no.
- 0001140361-23-060301
- Filed
- Dec 29, 2023, 9:34 PM ET
- Trade date
- Dec 28-29, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions. Open-market sales total $1.14M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brookfield Private Funds Holdings Inc.CIK 0001504723 | 10% Owner |
| BCP GP LtdCIK 0001685160 | 10% Owner |
| Brookfield Business Partners LtdCIK 0001819045 | 10% Owner |
| Brookfield Business L.P.CIK 0001819046 | 10% Owner |
| BCP IV (US Plan) LPCIK 0001819076 | 10% Owner |
| BCP IV (UK Plan) LPCIK 0001819087 | 10% Owner |
| BCP IV (Cdn Plan) LPCIK 0001819093 | 10% Owner |
| BCP IV Bermuda Investor LPCIK 0001819102 | 10% Owner |
| Brookfield BBP Canadian GP L.P.CIK 0001819104 | 10% Owner |
| Brookfield BBP (Canada) L.P.CIK 0001819406 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 28, 2023 | Common Stock | SSaleDisposed | −101,174 | $2.23 | −$225,850.72 | 27,686,142 | Indirect | Duplicate filing |
| Dec 28, 2023 | Common Stock | SSaleDisposed | −101,350 | $2.23 | −$226,243.61 | 27,584,792 | Indirect | Duplicate filing |
| Dec 28, 2023 | Common Stock | SSaleDisposed | −180,142 | $2.23 | −$402,130.99 | 27,404,650 | Indirect | Duplicate filing |
| Dec 28, 2023 | Common Stock | SSaleDisposed | −9 | $2.23 | −$20.09 | 27,404,641 | Indirect | Duplicate filing |
| Dec 28, 2023 | Common Stock | SSaleDisposed | −7 | $2.23 | −$15.63 | 27,404,634 | Indirect | Duplicate filing |
| Dec 29, 2023 | Common Stock | SSaleDisposed | −34,111 | $2.22 | −$75,603.62 | 27,370,523 | Indirect | Duplicate filing |
| Dec 29, 2023 | Common Stock | SSaleDisposed | −34,171 | $2.22 | −$75,736.6 | 27,336,352 | Indirect | Duplicate filing |
| Dec 29, 2023 | Common Stock | SSaleDisposed | −60,735 | $2.22 | −$134,613.05 | 27,275,617 | Indirect | Duplicate filing |
| Dec 29, 2023 | Common Stock | SSaleDisposed | −3 | $2.22 | −$6.65 | 27,275,614 | Indirect | Duplicate filing |
| Dec 29, 2023 | Common Stock | SSaleDisposed | −2 | $2.22 | −$4.43 | 27,275,612 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This Form 4 is being filed in three parts due to the number of Reporting Persons. All three Filings relate to the Sales described above in Table I. Part 2 of 3.