Brookfield Private Funds Holdings Inc.'s Form 4 filing
Graftech International LtdEAF · filed Dec 22, 2023
- Accession no.
- 0001140361-23-059208
- Filed
- Dec 22, 2023, 5:12 PM ET
- Trade date
- Dec 20-21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions. Open-market sales total $1.47M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brookfield Private Funds Holdings Inc.CIK 0001504723 | 10% Owner |
| BCP GP LtdCIK 0001685160 | 10% Owner |
| Brookfield Business Partners LtdCIK 0001819045 | 10% Owner |
| Brookfield Business L.P.CIK 0001819046 | 10% Owner |
| BCP IV (US Plan) LPCIK 0001819076 | 10% Owner |
| BCP IV (UK Plan) LPCIK 0001819087 | 10% Owner |
| BCP IV (Cdn Plan) LPCIK 0001819093 | 10% Owner |
| BCP IV Bermuda Investor LPCIK 0001819102 | 10% Owner |
| Brookfield BBP Canadian GP L.P.CIK 0001819104 | 10% Owner |
| Brookfield BBP (Canada) L.P.CIK 0001819406 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2023 | Common Stock | SSaleDisposed | −59,695 | $2.18 | −$129,973.92 | 29,534,651 | Indirect | Duplicate filing |
| Dec 20, 2023 | Common Stock | SSaleDisposed | −59,799 | $2.18 | −$130,200.36 | 29,474,852 | Indirect | Duplicate filing |
| Dec 20, 2023 | Common Stock | SSaleDisposed | −106,287 | $2.18 | −$231,418.69 | 29,368,565 | Indirect | Duplicate filing |
| Dec 20, 2023 | Common Stock | SSaleDisposed | −5 | $2.18 | −$10.89 | 29,368,560 | Indirect | Duplicate filing |
| Dec 20, 2023 | Common Stock | SSaleDisposed | −4 | $2.18 | −$8.71 | 29,368,556 | Indirect | Duplicate filing |
| Dec 21, 2023 | Common Stock | SSaleDisposed | −126,949 | $2.03 | −$258,303.13 | 29,241,607 | Indirect | Duplicate filing |
| Dec 21, 2023 | Common Stock | SSaleDisposed | −127,165 | $2.03 | −$258,742.63 | 29,114,442 | Indirect | Duplicate filing |
| Dec 21, 2023 | Common Stock | SSaleDisposed | −226,027 | $2.03 | −$459,897.14 | 28,888,415 | Indirect | Duplicate filing |
| Dec 21, 2023 | Common Stock | SSaleDisposed | −10 | $2.03 | −$20.35 | 28,888,405 | Indirect | Duplicate filing |
| Dec 21, 2023 | Common Stock | SSaleDisposed | −8 | $2.03 | −$16.28 | 28,888,397 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This Form 4 is being filed in three parts due to the number of Reporting Persons. All three Filings relate to the Sales described above in Table I. Part 2 of 3.