BROOKFIELD Corp's Form 4 filing
Graftech International Ltd (EAF) · filed Dec 22, 2023
- Accession no.
- 0001140361-23-059203
- Filed
- Dec 22, 2023, 5:09 PM ET
- Trade date
- Dec 20-21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 0 derivative transactions. Open-market sales total $1.47M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BROOKFIELD CorpCIK 0001001085 | 10% Owner |
| BCP IV GrafTech Holdings L.P.CIK 0001642338 | 10% Owner |
| Brookfield Business Partners L.P.CIK 0001654795 | 10% Owner |
| Brookfield Private Equity Inc.CIK 0001685113 | 10% Owner |
| Brookfield Private Equity Group Holdings LPCIK 0001685157 | 10% Owner |
| Brookfield Capital Partners Ltd.CIK 0001685158 | 10% Owner |
| BCP GP LtdCIK 0001685160 | 10% Owner |
| Brookfield Private Equity Holdings LLCCIK 0001703248 | 10% Owner |
| BPE IV (Non-Cdn)CIK 0001738295 | 10% Owner |
| Brookfield US Inc.CIK 0001768973 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2023 | Common Stock | SSaleDisposed | −59,695 | $2.18 | −$129,973.92 | 29,534,651 | Indirect | |
| Dec 20, 2023 | Common Stock | SSaleDisposed | −59,799 | $2.18 | −$130,200.36 | 29,474,852 | Indirect | |
| Dec 20, 2023 | Common Stock | SSaleDisposed | −106,287 | $2.18 | −$231,418.69 | 29,368,565 | Indirect | |
| Dec 20, 2023 | Common Stock | SSaleDisposed | −5 | $2.18 | −$10.89 | 29,368,560 | Indirect | |
| Dec 20, 2023 | Common Stock | SSaleDisposed | −4 | $2.18 | −$8.71 | 29,368,556 | Indirect | |
| Dec 21, 2023 | Common Stock | SSaleDisposed | −126,949 | $2.03 | −$258,303.13 | 29,241,607 | Indirect | |
| Dec 21, 2023 | Common Stock | SSaleDisposed | −127,165 | $2.03 | −$258,742.63 | 29,114,442 | Indirect | |
| Dec 21, 2023 | Common Stock | SSaleDisposed | −226,027 | $2.03 | −$459,897.14 | 28,888,415 | Indirect | |
| Dec 21, 2023 | Common Stock | SSaleDisposed | −10 | $2.03 | −$20.35 | 28,888,405 | Indirect | |
| Dec 21, 2023 | Common Stock | SSaleDisposed | −8 | $2.03 | −$16.28 | 28,888,397 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.