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Brookfield Private Funds Holdings Inc.'s Form 4 filing

Graftech International Ltd (EAF) · filed Dec 19, 2023

Accession no.
0001140361-23-058480
Filed
Dec 19, 2023, 6:13 PM ET
Trade date
Dec 15-19, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 15 non-derivative transactions. Open-market sales total $2.05M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Brookfield Private Funds Holdings Inc.CIK 000150472310% Owner
BCP GP LtdCIK 000168516010% Owner
Brookfield Business Partners LtdCIK 000181904510% Owner
Brookfield Business L.P.CIK 000181904610% Owner
BCP IV (US Plan) LPCIK 000181907610% Owner
BCP IV (UK Plan) LPCIK 000181908710% Owner
BCP IV (Cdn Plan) LPCIK 000181909310% Owner
BCP IV Bermuda Investor LPCIK 000181910210% Owner
Brookfield BBP Canadian GP L.P.CIK 000181910410% Owner
Brookfield BBP (Canada) L.P.CIK 000181940610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 15, 2023Common StockSSaleDisposed−35,084$2.47−$86,787.2930,466,098IndirectDuplicate filing
Dec 15, 2023Common StockSSaleDisposed−35,145$2.47−$86,938.1930,430,953IndirectDuplicate filing
Dec 15, 2023Common StockSSaleDisposed−62,466$2.47−$154,522.1430,368,487IndirectDuplicate filing
Dec 15, 2023Common StockSSaleDisposed−3$2.47−$7.4230,368,484IndirectDuplicate filing
Dec 15, 2023Common StockSSaleDisposed−2$2.47−$4.9530,368,482IndirectDuplicate filing
Dec 18, 2023Common StockSSaleDisposed−102,333$2.24−$229,011.0230,226,149IndirectDuplicate filing
Dec 18, 2023Common StockSSaleDisposed−102,512$2.24−$229,411.630,163,637IndirectDuplicate filing
Dec 18, 2023Common StockSSaleDisposed−182,207$2.24−$407,761.0529,981,430IndirectDuplicate filing
Dec 18, 2023Common StockSSaleDisposed−9$2.24−$20.1429,981,421IndirectDuplicate filing
Dec 18, 2023Common StockSSaleDisposed−7$2.24−$15.6729,981,414IndirectDuplicate filing
Dec 19, 2023Common StockSSaleDisposed−102,333$2.22−$227,353.2329,879,081IndirectDuplicate filing
Dec 19, 2023Common StockSSaleDisposed−102,512$2.22−$227,750.9129,776,569IndirectDuplicate filing
Dec 19, 2023Common StockSSaleDisposed−182,207$2.22−$404,809.2929,594,362IndirectDuplicate filing
Dec 19, 2023Common StockSSaleDisposed−9$2.22−$2029,594,353IndirectDuplicate filing
Dec 19, 2023Common StockSSaleDisposed−7$2.22−$15.5529,594,346IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

This Form 4 is being filed in three parts due to the number of Reporting Persons. All three Filings relate to the Sales described above in Table I. Part 2 of 3.

Read the full filing on SEC EDGAR (opens in a new tab)