BROOKFIELD Corp's Form 4 filing
Graftech International Ltd (EAF) · filed Dec 19, 2023
- Accession no.
- 0001140361-23-058479
- Filed
- Dec 19, 2023, 6:11 PM ET
- Trade date
- Dec 15-19, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 15 non-derivative transactions. Open-market sales total $2.05M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BROOKFIELD CorpCIK 0001001085 | 10% Owner |
| BCP IV GrafTech Holdings L.P.CIK 0001642338 | 10% Owner |
| Brookfield Business Partners L.P.CIK 0001654795 | 10% Owner |
| Brookfield Private Equity Inc.CIK 0001685113 | 10% Owner |
| Brookfield Private Equity Group Holdings LPCIK 0001685157 | 10% Owner |
| Brookfield Capital Partners Ltd.CIK 0001685158 | 10% Owner |
| BCP GP LtdCIK 0001685160 | 10% Owner |
| Brookfield Private Equity Holdings LLCCIK 0001703248 | 10% Owner |
| BPE IV (Non-Cdn)CIK 0001738295 | 10% Owner |
| Brookfield US Inc.CIK 0001768973 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2023 | Common Stock | SSaleDisposed | −35,084 | $2.47 | −$86,787.29 | 30,466,098 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −35,145 | $2.47 | −$86,938.19 | 30,430,953 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −62,466 | $2.47 | −$154,522.14 | 30,368,487 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −3 | $2.47 | −$7.42 | 30,368,484 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −2 | $2.47 | −$4.95 | 30,368,482 | Indirect | |
| Dec 18, 2023 | Common Stock | SSaleDisposed | −102,333 | $2.24 | −$229,011.02 | 30,226,149 | Indirect | |
| Dec 18, 2023 | Common Stock | SSaleDisposed | −102,512 | $2.24 | −$229,411.6 | 30,163,637 | Indirect | |
| Dec 18, 2023 | Common Stock | SSaleDisposed | −182,207 | $2.24 | −$407,761.05 | 29,981,430 | Indirect | |
| Dec 18, 2023 | Common Stock | SSaleDisposed | −9 | $2.24 | −$20.14 | 29,981,421 | Indirect | |
| Dec 18, 2023 | Common Stock | SSaleDisposed | −7 | $2.24 | −$15.67 | 29,981,414 | Indirect | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −102,333 | $2.22 | −$227,353.23 | 29,879,081 | Indirect | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −102,512 | $2.22 | −$227,750.91 | 29,776,569 | Indirect | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −182,207 | $2.22 | −$404,809.29 | 29,594,362 | Indirect | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −9 | $2.22 | −$20 | 29,594,353 | Indirect | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −7 | $2.22 | −$15.55 | 29,594,346 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This Form 4 is being filed in three parts due to the number of Reporting Persons. All three Filings relate to the Sales described above in Table I. Part 1 of 3.