Zadesky Stephen Paul's Form 4 filing
Aeva Technologies, Inc. (AEVA) · filed Nov 21, 2023
- Accession no.
- 0001140361-23-054277
- Filed
- Nov 21, 2023
- Trade date
- Nov 18-20, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $24.4K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zadesky Stephen PaulCIK 0001951692 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2023 | Common Stock | MOption exerciseDisposed | −87,209 | –F4 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into the Issuer's Common Stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5302 to $0.5885, inclusive. The reporting person undertakes to provide to Aeva Technologies, Inc. ("Aeva"), any security holder of Aeva, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
On November 18, 2022, the reporting person was granted 87,209 restricted stock units, vesting on the first anniversary of the grant date.
Referenced by the price of 1 transaction in Table II.