Yorktown IX Associates LLC's Form 4 filing
Ramaco Resources, Inc. (METC) · filed Nov 20, 2023
- Accession no.
- 0001140361-23-054078
- Filed
- Nov 20, 2023
- Trade date
- Nov 16-20, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions. Open-market sales total $4.39M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yorktown IX Associates LLCCIK 0001526187 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2023 | Class A Common Stock, par value $0.01 per share | SSaleDisposed | −128,999 | $16.59F2 | −$2,140,093.41 | 5,254,834 | Indirect | Duplicate filing |
| Nov 16, 2023 | Class A Common Stock, par value $0.01 per share | SSaleDisposed | −16,099 | $17.20F3 | −$276,902.8 | 5,238,735 | Indirect | Duplicate filing |
| Nov 16, 2023 | Class A Common Stock, par value $0.01 per share | SSaleDisposed | −5,598 | $18.12F4 | −$101,435.76 | 5,233,137 | Indirect | Duplicate filing |
| Nov 16, 2023 | Class B Common Stock, par value $0.01 per share | SSaleDisposed | −4,088 | $13.66F5 | −$55,842.08 | 1,105,396 | Indirect | Duplicate filing |
| Nov 16, 2023 | Class B Common Stock, par value $0.01 per share | SSaleDisposed | −716 | $14.89F6 | −$10,661.24 | 1,104,680 | Indirect | Duplicate filing |
| Nov 17, 2023 | Class A Common Stock, par value $0.01 per share | SSaleDisposed | −81,492 | $16.47F7 | −$1,342,173.24 | 5,151,645 | Indirect | Duplicate filing |
| Nov 17, 2023 | Class A Common Stock, par value $0.01 per share | SSaleDisposed | −2,661 | $17.14F8 | −$45,609.54 | 5,148,984 | Indirect | Duplicate filing |
| Nov 17, 2023 | Class B Common Stock, par value $0.01 per share | SSaleDisposed | −9,795 | $13.94F9 | −$136,542.3 | 1,094,885 | Indirect | Duplicate filing |
| Nov 20, 2023 | Class A Common Stock, par value $0.01 per share | SSaleDisposed | −16,953 | $16.47F10 | −$279,215.91 | 5,132,031 | Indirect | Duplicate filing |
| Nov 20, 2023 | Class B Common Stock, par value $0.01 per share | SSaleDisposed | −75 | $14.27F11 | −$1,070.25 | 1,094,810 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.01 to $16.99, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10) and (11).
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.98, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.31, inclusive
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $14.39, inclusive
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $15.22, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.05 to $17.04, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.05 to $17.21, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.51 to $14.30, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.40 to $16.76, inclusive.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.26 to $14.27, inclusive.
Referenced by the price of 1 transaction in Table I.