GEM Global Yield LLC SCS's Form 4 filing
Nxu, Inc. (NXU) · filed Nov 3, 2023
- Accession no.
- 0001140361-23-051471
- Filed
- Nov 3, 2023, 9:15 PM ET
- Trade date
- Oct 31-Nov 3, 2023
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $1.01M. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| GEM Global Yield LLC SCSCIK 0001940719 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2023 | Class A common stock | SSaleDisposed | −2,024,834 | $0.035 | −$70,869.19 | 24,761,336 | Direct | |
| Nov 1, 2023 | Class A common stock | SSaleDisposed | −2,152,681 | $0.033 | −$71,038.47 | 22,608,655 | Direct | |
| Nov 2, 2023 | Class A common stock | SSaleDisposed | −2,251,368 | $0.0323 | −$72,719.19 | 20,357,287 | Direct | |
| Nov 3, 2023 | Class A common stock | SSaleDisposed | −2,357,502 | $0.3358 | −$791,649.17 | 17,999,785 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.