GEM Global Yield LLC SCS's Form 4 filing
Nxu, Inc. (NXU) · filed Oct 30, 2023
- Accession no.
- 0001140361-23-050332
- Filed
- Oct 30, 2023, 8:08 PM ET
- Trade date
- Oct 25-30, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $233.5K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| GEM Global Yield LLC SCSCIK 0001940719 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2023 | Class A common stock | SSaleDisposed | −1,375,981 | $0.0357 | −$49,122.52 | 31,849,879 | Direct | |
| Oct 26, 2023 | Class A common stock | SSaleDisposed | −1,471,408 | $0.0369 | −$54,294.96 | 30,378,471 | Direct | |
| Oct 27, 2023 | Class A common stock | SSaleDisposed | −1,817,688 | $0.0342 | −$62,164.93 | 28,560,783 | Direct | |
| Oct 30, 2023 | Class A common stock | SSaleDisposed | −1,919,122 | $0.0354 | −$67,936.92 | 26,641,661 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.