GEM Global Yield LLC SCS's Form 4 filing
Nxu, Inc. (NXU) · filed Oct 24, 2023
- Accession no.
- 0001140361-23-049317
- Filed
- Oct 24, 2023, 4:05 PM ET
- Trade date
- Oct 16-17, 2023
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $19.8K. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| GEM Global Yield LLC SCSCIK 0001940719 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 16, 2023 | Class A common stock | SSaleDisposed | −125,937 | $0.0749 | −$9,432.68 | 33,370,369 | Direct | |
| Oct 17, 2023 | Class A common stock | SSaleDisposed | −144,509 | $0.072 | −$10,404.65 | 33,225,860 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.