GEM Global Yield LLC SCS's Form 4 filing
Nxu, Inc. (NXU) · filed Oct 10, 2023
- Accession no.
- 0001140361-23-047648
- Filed
- Oct 10, 2023, 8:22 PM ET
- Trade date
- Oct 3-10, 2023
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market sales total $49.8K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| GEM Global Yield LLC SCSCIK 0001940719 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 3, 2023 | Class A common stock | SSaleDisposed | −50,000 | $0.1817 | −$9,085 | 33,950,000 | Direct | |
| Oct 4, 2023 | Class A common stock | SSaleDisposed | −50,000 | $0.182 | −$9,100 | 33,900,000 | Direct | |
| Oct 5, 2023 | Class A common stock | SSaleDisposed | −50,000 | $0.1822 | −$9,110 | 33,850,000 | Direct | |
| Oct 6, 2023 | Class A common stock | SSaleDisposed | −50,000 | $0.1831 | −$9,155 | 33,800,000 | Direct | |
| Oct 9, 2023 | Class A common stock | SSaleDisposed | −50,000 | $0.1503 | −$7,515 | 33,750,000 | Direct | |
| Oct 10, 2023 | Class A common stock | SSaleDisposed | −50,000 | $0.1174 | −$5,870 | 33,700,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.