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Kirk Randal J's Form 4 filing

Precigen, Inc. (PGEN) · filed Aug 17, 2023

Accession no.
0001140361-23-040174
Filed
Aug 17, 2023
Trade date
Aug 15-16, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market purchases total $757.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kirk Randal JCIK 0001091823Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2023Common StockPPurchaseAcquired+100,000$1.50+$150,00031,437,786Indirect
Aug 15, 2023Common StockPPurchaseAcquired+80,589$1.53+$123,301.1731,518,375Indirect
Aug 15, 2023Common StockPPurchaseAcquired+200,000$1.52+$304,00031,718,375Indirect
Aug 16, 2023Common StockPPurchaseAcquired+119,411$1.51+$180,310.6131,837,786Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)