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Lorber David A's Form 4 filing

PhenixFIN Corp (PFX) · filed Aug 16, 2023

Accession no.
0001140361-23-040110
Filed
Aug 16, 2023
Trade date
Aug 14-16, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $192.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lorber David ACIK 0001358538Director, Officer (CHAIRMAN AND CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 14, 2023Common Stock, $0.001 par valuePPurchaseAcquired+70$36.50+$2,55597,890Direct
Aug 15, 2023Common Stock, $0.001 par valuePPurchaseAcquired+2,424$37.13+$90,003.12100,314Direct
Aug 15, 2023Common Stock, $0.001 par valuePPurchaseAcquired+679$38.31+$26,012.49100,993Direct
Aug 16, 2023Common Stock, $0.001 par valuePPurchaseAcquired+2,004$36.79+$73,727.16102,997Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)