Pacheco Jack A's Form 4 filing
Penguin Solutions, Inc. (PENG) · filed Jul 24, 2023
- Accession no.
- 0001140361-23-035920
- Filed
- Jul 24, 2023
- Trade date
- Jul 20, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $191.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pacheco Jack ACIK 0001344018 | Officer (EVP, COO, Pres, Mem Solutions) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2023 | Ordinary Shares | FTax withholdingDisposed | −3,136 | $26.00 | −$81,536 | 202,375 | Direct | |
| Jul 20, 2023 | Ordinary Shares | MOption exerciseAcquired | +2,500 | $9.20 | +$23,000 | 204,875 | Direct | |
| Jul 20, 2023 | Ordinary Shares | MOption exerciseAcquired | +5,000 | $10.78 | +$53,900 | 209,875 | Direct | |
| Jul 20, 2023 | Ordinary Shares | SSaleDisposed | −7,500 | $25.48 | −$191,100 | 202,375 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2023 | Ordinary Shares | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 97,500 | Direct | |
| Jul 20, 2023 | Ordinary Shares | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 65,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.