Antara Capital LP's Form 4 filing
AMC Entertainment Holdings, Inc. (AMC) · filed Jun 26, 2023
- Accession no.
- 0001140361-23-031504
- Filed
- Jun 26, 2023, 6:53 PM ET
- Trade date
- Jun 22-23, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 5 derivative transactions. Open-market sales total $18.9M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Antara Capital LPCIK 0001750183 | 10% Owner |
| Gulati HimanshuCIK 0001789562 | 10% Owner |
| Antara Capital Master Fund LPCIK 0001789567 | 10% Owner |
| Antara Capital Fund GP LLCCIK 0001789581 | 10% Owner |
| Antara Capital GP LLCCIK 0001789582 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 22, 2023 | AMC Preferred Equity Units | SSaleDisposed | −2,829,300 | $1.82 | −$5,149,326 | 115,237,253 | Indirect | |
| Jun 22, 2023 | AMC Preferred Equity Units | SSaleDisposed | −4,715,500 | $1.88 | −$8,865,140 | 110,521,753 | Indirect | |
| Jun 22, 2023 | AMC Preferred Equity Units | SSaleDisposed | −21,430 | $1.85 | −$39,645.5 | 110,500,323 | Indirect | |
| Jun 23, 2023 | AMC Preferred Equity Units | SSaleDisposed | −2,650,100 | $1.82 | −$4,823,182 | 107,850,223 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 22, 2023 | Class A Common Stock | PPurchaseAcquired | +242,800 | $1.60 | +$3,884.8 | 38,480 | Indirect | |
| Jun 22, 2023 | Class A Common Stock | PPurchaseAcquired | +82,600 | $1.61 | +$1,329.86 | 39,306 | Indirect | |
| Jun 22, 2023 | Class A Common Stock | PPurchaseAcquired | +639,100 | $1.79 | +$11,439.89 | 51,552 | Indirect | |
| Jun 22, 2023 | Class A Common Stock | PPurchaseAcquired | +242,800 | $1.80 | +$4,370.4 | 53,980 | Indirect | |
| Jun 23, 2023 | Class A Common Stock | PPurchaseAcquired | +302,600 | $2.00 | +$6,052 | 3,026 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.