Viking Global Performance LLC's Form 4 filing
Roivant Sciences Ltd. (ROIV) · filed Jun 26, 2023
- Accession no.
- 0001140361-23-031456
- Filed
- Jun 26, 2023, 5:10 PM ET
- Trade date
- Jun 22, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $128.7M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Viking Global Performance LLCCIK 0001132625 | 10% Owner |
| Halvorsen Ole AndreasCIK 0001133006 | 10% Owner |
| Viking Global Equities II LPCIK 0001413378 | 10% Owner |
| Viking Long Fund Master Ltd.CIK 0001621596 | 10% Owner |
| Viking Long Fund GP LLCCIK 0001621607 | 10% Owner |
| Ott David C.CIK 0001621842 | 10% Owner |
| Shabet Rose SharonCIK 0001711393 | 10% Owner |
| Viking Global Equities Master Ltd.CIK 0001759530 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 22, 2023 | Common Shares | SSaleDisposed | −110,756 | $9.90 | −$1,096,484.4 | 641,010 | Indirect | |
| Jun 22, 2023 | Common Shares | SSaleDisposed | −5,427,043 | $9.90 | −$53,727,725.7 | 31,409,512 | Indirect | |
| Jun 22, 2023 | Common Shares | SSaleDisposed | −5,236,006 | $9.90 | −$51,836,459.4 | 30,303,871 | Indirect | |
| Jun 22, 2023 | Common Shares | SSaleDisposed | −2,226,195 | $9.90 | −$22,039,330.5 | 12,884,307 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
(8) The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Because no more than 10 reporting persons can file any one Form 4 through the SEC's EDGAR system, VGI, Parent, Opportunities GP, Opportunities Portfolio GP and Opportunities Fund have jointly filed with the other Reporting Persons on a separate Form 4 filing submitted on the same day hereof. (9) Scott M. Hendler is signing on behalf of Mr. Halvorsen, Mr. Ott and Ms. Shabet, each individually and as an Executive Committee Member of VIKING GLOBAL PERFORMANCE LLC, on behalf of itself and VIKING GLOBAL EQUITIES II LP and VIKING GLOBAL EQUITIES MASTER LTD., and as an Executive Committee Member of VIKING LONG FUND GP LLC, on behalf of itself and VIKING LONG FUND MASTER LTD., pursuant to authorization and designation letters dated February 9, 2021, which were filed with the Securities and Exchange Commission on June 7, 2021.