Romano Pasquale's Form 4 filing
ChargePoint Holdings, Inc. (CHPT) · filed Jun 22, 2023
- Accession no.
- 0001140361-23-031010
- Filed
- Jun 22, 2023, 6:20 PM ET
- Trade date
- Jun 20-22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $240.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Romano PasqualeCIK 0001838832 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 20, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $0.27 | +$2,700 | 4,158,054 | Direct | |
| Jun 20, 2023 | Common Stock | SSaleDisposed | −10,000 | $8.30F2 | −$82,964 | 4,148,054 | Direct | |
| Jun 21, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $0.27 | +$2,700 | 4,158,054 | Direct | |
| Jun 21, 2023 | Common Stock | SSaleDisposed | −10,000 | $7.97F3 | −$79,689 | 4,148,054 | Direct | |
| Jun 22, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $0.27 | +$2,700 | 4,158,054 | Direct | |
| Jun 22, 2023 | Common Stock | SSaleDisposed | −10,000 | $7.73F4 | −$77,309 | 4,148,054 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 20, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00F5 | $0 | 829,712 | Direct | |
| Jun 21, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00F5 | $0 | 819,712 | Direct | |
| Jun 22, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00F5 | $0 | 809,712 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.145 to $8.77. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 4 of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.85 to $8.13.
Referenced by the price of 1 transaction in Table I.
- F4
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.59 to $7.92.
Referenced by the price of 1 transaction in Table I.
- F5
The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.
Referenced by the price of 3 transactions in Table II.