Antara Capital LP's Form 4 filing
AMC Entertainment Holdings, Inc. (AMC) · filed Jun 20, 2023
- Accession no.
- 0001140361-23-030571
- Filed
- Jun 20, 2023, 8:07 PM ET
- Trade date
- Jun 15-16, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 10 derivative transactions. Open-market sales total $11.5M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Antara Capital LPCIK 0001750183 | 10% Owner |
| Gulati HimanshuCIK 0001789562 | 10% Owner |
| Antara Capital Master Fund LPCIK 0001789567 | 10% Owner |
| Antara Capital Fund GP LLCCIK 0001789581 | 10% Owner |
| Antara Capital GP LLCCIK 0001789582 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | AMC Preferred Equity Units | SSaleDisposed | −1,631,994 | $1.62 | −$2,643,830.28 | 127,700,290 | Indirect | |
| Jun 15, 2023 | AMC Preferred Equity Units | SSaleDisposed | −1,000,000 | $1.61 | −$1,610,000 | 126,700,290 | Indirect | |
| Jun 15, 2023 | AMC Preferred Equity Units | SSaleDisposed | −1,000,000 | $1.60 | −$1,600,000 | 125,700,290 | Indirect | |
| Jun 15, 2023 | Class A Common Stock | XIn-the-money exerciseDisposed | −10,000 | $6.00 | −$60,000 | 0 | Indirect | |
| Jun 16, 2023 | AMC Preferred Equity Units | SSaleDisposed | −1,253,091 | $1.76 | −$2,205,440.16 | 124,447,199 | Indirect | |
| Jun 16, 2023 | AMC Preferred Equity Units | SSaleDisposed | −1,000,000 | $1.77 | −$1,770,000 | 123,447,199 | Indirect | |
| Jun 16, 2023 | AMC Preferred Equity Units | SSaleDisposed | −1,000,000 | $1.72 | −$1,720,000 | 122,447,199 | Indirect | |
| Jun 16, 2023 | Class A Common Stock | XIn-the-money exerciseDisposed | −1,477,000 | $6.00 | −$8,862,000 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Class A Common Stock | PPurchaseAcquired | +200,900 | $1.39 | +$2,792.51 | 33,623 | Indirect | |
| Jun 15, 2023 | Class A Common Stock | PPurchaseAcquired | +175,500 | $0.72 | +$1,263.6 | 34,827 | Indirect | |
| Jun 15, 2023 | Class A Common Stock | PPurchaseAcquired | +1,700 | $0.83 | +$14.11 | 21,581 | Indirect | |
| Jun 15, 2023 | Class A Common Stock | PPurchaseAcquired | +958,400 | $0.86 | +$8,242.24 | 31,165 | Indirect | |
| Jun 15, 2023 | Class A Common Stock | PPurchaseAcquired | +971,200 | $1.58 | +$15,344.96 | 41,276 | Indirect | |
| Jun 15, 2023 | Class A Common Stock | XIn-the-money exerciseDisposed | −10,000 | $0.00 | $0 | 0 | Indirect | |
| Jun 16, 2023 | Class A Common Stock | PPurchaseAcquired | +242,800 | $1.39 | +$3,374.92 | 36,051 | Indirect | |
| Jun 16, 2023 | Class A Common Stock | PPurchaseAcquired | +388,500 | $1.62 | +$6,293.7 | 45,161 | Indirect | |
| Jun 16, 2023 | Class A Common Stock | PPurchaseAcquired | +100 | $1.38 | +$1.38 | 36,052 | Indirect | |
| Jun 16, 2023 | Class A Common Stock | XIn-the-money exerciseDisposed | −1,477,000 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.